2014

Notice #TitleDate
2014-036 TSX Equities Incident Management Procedures Update December 5, 2014
2014-035 Jennings Capital Inc. - Surrender of Toronto Stock Exchange Participating Organization, TSX Venture Exchange Member, TMX Select Subscriber and Alpha Exchange Member Status November 28, 2014
2014-034 Blackwatch Capital Corporation - Surrender of Toronto Stock Exchange Participating Organization, TSX Venture Exchange Member, TMX Select Subscriber and Alpha Exchange Member Status November 25, 2014
2014-033 British Columbia Securities Commission approval of Market on Close Enhancement November 24, 2014
2014-032 MacDougall, MacDougall & MacTier Inc. - Surrender of Toronto Stock Exchange Participating Organization, TSX Venture Exchange Member, TMX Select Subscriber and Alpha Exchange Member Status November 17, 2014
2014-031 TSX Alpha Exchange Proposed Rule Amendments and Changes to Marketplace Features Published for Regulatory Review and Comment November 6, 2014
2014-030 Change of Name - Newedge Canada Inc. November 3, 2014
2014-029 Appendix B - Stock Volume Less Than 90,000 Price Greater Than $2 For Quarter Ending 30 Sep 2014 October 21, 2014
2014-028 Salman Partners Inc. and Woodstone Capital Inc. - Acquisition and Surrender of Toronto Stock Exchange Participating Organization, TSX Venture Exchange Member, TMX Select Subscriber and Alpha Exchange Member Status October 14, 2014
2014-027 Tempest Capital - Surrender of Toronto Stock Exchange Participating Organization and TSX Venture Exchange Member Status October 6, 2014
2014-026 Toronto Stock Exchange (TSX), TSX Venture Exchange (TSXV) Trading Enhancements - Revised Implementation Date September 26, 2014
2014-025 Toronto Stock Exchange (TSX), TSX Venture Exchange (TSXV) Trading Enhancements August 29, 2014
2014-024 TSX Venture Exchange on TMX Quantum XA - Implementation Update August 11, 2014
2014-023 Hampton Securities Limited - Acceptance as a TMX Select Subscriber August 7, 2014
2014-022 All Group Financial Services Inc. - Acceptance as a Non-Trading Participating Organization of the Toronto Stock Exchange August 1, 2014
2014-021 Toll Cross Securities Inc. - Surrender of Toronto Stock Exchange Participating Organization and TSX Venture Exchange Member Status July 28, 2014
2014-020 TMX Risk Management and Connectivity Service July 2, 2014
2014-019 Acumen Capital Finance Partners Limited. - changed member status from non-trading P.O. to a participating organization of the Toronto Stock Exchange, trading member of TSX Venture Exchange and new member of the Alpha Exchange. June 12, 2014
2014-018 Byron Capital Markets Ltd. - Surrender of Toronto Stock Exchange Participating Organization, TSX Venture Exchange Member, TMX Select Subscriber and Alpha Exchange Member Status May 27, 2014
2014-017 TMX Quantum XA Implementation Update May 26, 2014
2014-016 Toronto Stock Exchange and TSX Venture Exchange Proposed Rule Amendments and Changes to Marketplace Features published for Regulatory Review and Comment May 8, 2014
2014-015 Euro Pacific Canada Inc. - Acceptance as a Participating Organization of the Toronto Stock Exchange April 30, 2014
2014-014 Invoice notice: TMX Group equity exchanges confirm the QST treatment on trading execution fees April 24, 2014
2014-013 Industrial Alliance Securities Inc. and MGI Securities Inc. - Amalgamation and Surrender of Toronto Stock Exchange Participating Organization, TSX Venture Exchange Member, TMX Select Subscriber and Alpha Exchange Member Status April 1, 2014
2014-012 GHS Securities Canada Ltd. - Surrender of Toronto Stock Exchange Participating Organization and TSX Venture Exchange Member March 28, 2014
2014-011 Industrial Alliance Securities Inc. - Acceptance as a Member of the Alpha Exchange March 28, 2014
2014-010 Industrial Alliance Securities Inc. - Acceptance as a TMX Select Subscriber March 28, 2014
2014-009 Product Update - TSX on TMX Quantum Revised Implementation Plan March 21, 2014
2014-008 Toronto Stock Exchange (TSX), TSX Venture Exchange (TSXV), Alpha, and TMX Select Direct Electronic Access (DEA) Client Identifier Management February 18, 2014
2014-007 Edgecrest Capital Corporation and Stonecap Securities Inc. - Amalgamation and Surrender of Toronto Stock Exchange Participating Organization, TSX Venture Exchange Member, TMX Select Subscriber and Alpha Exchange Member Status February 14, 2014
2014-006 TMX Group Chooses ULLINK for TMX Pre-Trade Risk Management Solution February 11, 2014
2014-005 Approval of TSX, TSXV, Alpha Trading, and TMX Select Rule Amendments Related to the Implementation of Amendments to National Instrument 23-103 Electronic Trading and Direct Access to Marketplaces February 10, 2014
2014-005 Appendix A - TSX Trading Rules February 10, 2014
2014-005 Appendix B - TSXV Trading Rules February 10, 2014
2014-005 Appendix C - Alpha Trading Rules February 10, 2014
2014-005 Appendix D - TMX Select Trading Rules February 10, 2014
2014-004 Sheridan Brothers L.P. - Surrender of Toronto Stock Exchange Participating Organization and TSX Venture Exchange Member Status January 30, 2014
2014-003 Richardson GMP Limited - Surrender of Toronto Stock Exchange Participating Organization, TSX Venture Exchange Member, TMX Select Subscriber and Alpha Exchange Member Status January 6, 2014
2014-002 Quarterly List of Securities Eligible for Reduced Margin Requirement for Registered Traders January 3, 2014
2014-002 Appendix A - Stock Volume Greater Than 90,000 Price Greater Than $2 For Quarter Ending 31 Dec 2013 January 3, 2014
2014-002 Appendix B - Stock Volume Less Than 90,000 Price Greater Than $2 For Quarter Ending 31 Dec 2013 January 3, 2014
2014-001 Casimir Capital - Surrender of Toronto Stock Exchange Participating Organization, TSX Venture Exchange Member, TMX Select Subscriber and Alpha Exchange Member Status January 2, 2014

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