2013

Notice #TitleDate
2013-044 Stifel Nicolaus Canada Inc. - Surrender of Toronto Stock Exchange Participating Organization, TSX Venture Exchange Member, TMX Select Subscriber and Alpha Exchange Member Status December 9, 2013
2013-043 TMX Quantum XA on TSX December 6, 2013
2013-042 Eliminating Execution Price Risk with the Dark Midpoint Order Type November 15, 2013
2013-041 Macquarie Private Wealth Inc. Name Change November 1, 2013
2013-040 IPC Securities Corporation - Surrender of Toronto Stock Exchange Participating Organization and TSX Venture Exchange Member Status October 31, 2013
2013-039 TMX Select Trading Fee Schedule Change - Approval October 30, 2013
2013-038 Equity Trading Fee Change Notice - Approval October 30, 2013
2013-037 Changes in operating schedule for Tuesday, December 24th, 2013 October 29, 2013
2013-036 TMX Group equity exchanges confirm the HST/GST treatment on trading execution fees October 18, 2013
2013-035 TMX Select Trading Fee Schedule Change October 17, 2013
2013-034 Equity Trading Fee Change Notice October 17, 2013
2013-033 T+1 Settlement for Purpose High Interest Savings ETF (Symbol: PSA) October 11, 2013
2013-032 Edgecrest Capital Corp. - Acceptance as a Member of the Alpha Exchange October 3, 2013
2013-031 Approval of TSX, TSXV, TMX Select and Alpha Trading Rule Amendments Related to the prescribed classes of entities eligible to transmit orders using Direct Electronic Access October 1, 2013
2013-030 Edgecrest Capital Corp. - Acceptance as Participating Organization of the Toronto Stock Exchange and Member of the TSX Venture Exchange September 13, 2013
2013-029 TSX Venture Exchange Market on Close (MOC) Eligibility Additions September 11, 2013
2013-028 e3m Investments Inc. - Surrender of Toronto Stock Exchange Participating Organization September 6, 2013
2013-027 Change of Name - Kernaghan Securities Ltd. August 30, 2013
2013-026 Loewen, Ondaatje, McCutcheon Limited - Surrender of Toronto Stock Exchange Participating Organization and TSX Venture Exchange Member Status August 28, 2013
2013-025 CTI Capital Inc. - Surrender of Toronto Stock Exchange Participating Organization and TSX Venture Exchange Member Status July 25, 2013
2013-024 Quarterly list of securities eligible for reduced margin requirement for registered traders July 12, 2013
2013-024 Appendix A - Stock Volume Greater Than 90,000 Price Greater Than $2 For Quarter Ending 30 Jun 2013 July 12, 2013
2013-024 Appendix B - Stock Volume Less Than 90,000 Price Greater Than $2 For Quarter Ending 30 Jun 2013 July 12, 2013
2013-023 TMX Smart Order Router (SOR) - New Product Launch July 8, 2013
2013-020 Equity Trading Fee Change Notice ELP Fee Change June 4, 2013
2013-019 GHS Securities Canada Ltd. - Acceptance as Participating Organization of the Toronto Stock Exchange and Member of the TSX Venture Exchange May 21, 2013
2013-018 National Bank Direct Brokerage Inc. - Surrender of non-trading Toronto Stock Exchange Participating Organization and TSX Venture Exchange Member Status May 7, 2013
2013-017 TMX Order Types & Functionality Guide Now Available May 2, 2013
2013-016 Fraser Mackenzie Ltd. - Surrender of Toronto Stock Exchange Participating Organization, TSX Venture Exchange Member, TMX Select Subscriber and Alpha Exchange Member Status May 1, 2013
2013-013 Kernaghan Securities Ltd. - Acceptance as a Participating Organization of the Toronto Stock Exchange, Member of the TSX Venture Exchange and TMX Select Subscriber April 17, 2013
2013-011 TMX Quantum XA Implementation Update April 10, 2013
2013-010 Castleton Commodities Canada Securities LP - surrender of Toronto Stock Exchange Participating Organization status April 3, 2013
2013-009 Cantor Fitzgerald Canada Corporation - Acceptance as a Member of the TSX Venture Exchange April 2, 2013
2013-008 Northern Securities Inc. - Suspension of Toronto Stock Exchange Participating Organization and TSX Venture Exchange Member Status March 22, 2013
2013-007 Alpha Migration to TMX Quantum Operational and Administrative Changes March 6, 2013
2013-004 Penson Financial Services Canada Inc. - Surrender of Toronto Stock Exchange Participating Organization, TSX Venture Exchange Member, TMX Select Subscriber and Alpha Exchange Member Status February 5, 2013
2013-003 Alpha Migration to TMX Quantum Update February 1, 2013
2013-002 Change of Name - Louis Dreyfus Energy Canada Securities LP January 25, 2013
2013-001 Tempest Capital Corp. - Acceptance as a Non-Trading Participating Organization of the Toronto Stock Exchange and Non-Trading Member of the TSX Venture Exchange January 10, 2013

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