Exchange Bulletin
Harvest Healthcare Leaders Enhanced Income ETF (HHLE) To Trade On Toronto Stock Exchange
October 21, 2022
Issuer: Harvest Healthcare Leaders Enhanced Income ETF (the "ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| Class A units | HHLE | 100,000 | None | $10.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CDN$ |
| Transaction: | Initial public offering of Class A Units (the "Units") (the "Offering") |
| Listing date: | October 24, 2022 (as at 5:01 pm) in anticipation of closing of the Offering. |
| Anticipated closing date: | October 25, 2022 (prior to the opening) |
| Posted for trading date: | October 25, 2022 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | TD Securities Inc. |
| Investor relations: | Michael Kovacs (416) 649-4541 info@harvestportfolios.com |
| Incorporation: | The ETF is an exchange traded alternative mutual fund trust established under the laws of the province of Ontario on August 30, 2022, pursuant to an amended and restated declaration of trust. |
| Manager and Trustee: | Harvest Portfolios Group Inc. |
| Fiscal year end: | December 31 |
| Nature of business: | The ETF's investment objectives are to provide holders of Units with high monthly cash distributions and the opportunity for capital appreciation by investing, on a levered basis, in the Harvest Healthcare Leaders Income ETF (TSX: HHL), an exchange traded mutual fund managed by the Manager. |
| Transfer agent and registrar: | State Street Trust Company Canada at its principal office in Toronto |
| Distributions: | Cash distributions of income, if any, on Units are expected to be made periodically. At least initially, the ETF will target a monthly distribution commencing on or about September 30, 2022, or such other date determined by the Manager. Initial Distribution per Unit (subject to change based on market fluctuations) is $0.0876. |
| Sponsorship: | Not applicable |
| Offering document: | Prospectus dated August 30, 2022, which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Initial public offering: | Units will be issued and sold on a continuous basis. A Unit of the ETF represents an undivided interest in the net assets of the ETF. The ETF is entitled to issue an unlimited number of Units. Units sold in connection with the Offering will amount to 100,000 Units at a price of $10.00 per Unit. |
| TSX contact: | Selma Thaver, Director, TSX Listings |