Exchange Bulletin
CI Floating Rate Income Fund (CFRT) To Trade On Toronto Stock Exchange
April 14, 2022
Issuer: CI Floating Rate Income Fund ("CI ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| ETF C$ Series units (the "ETF Units") | CFRT | 50,000 | None | C$20.00 |
| Listing category: | Non-Corporate |
| Trading currency | CDN$ |
| Transaction: | Initial public offering (the "Offering") of ETF Units |
| Listing date: | April 18, 2022 (as at 5:01 p.m.) in anticipation of closing of the Offering. |
| Anticipated closing date: | April 19, 2022 (prior to the opening). |
| Posted for trading date: | April 19, 2022 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | TD Securities Inc. |
| Security ownership registration: | CDS book entry only system and Non-Certificated Issue. |
| Investor relations: | Geraldo Ferreira Senior Vice-President, Investment and Product Management CI Global Asset Management 416-681-7723 gferreira@ci.com |
| Incorporation: | A mutual fund established as a trust under the laws of the Province of Ontario pursuant to Schedule "A" dated April 11, 2022 to the amended and restated master declaration of trust dated April 21, 2020. |
| Manager: | CI Investments Inc. |
| Fiscal year end: | December 31 |
| Nature of business: | CI ETF seeks to generate income by investing in floating rate debt instruments of issuers located anywhere in the world. CI ETF also purchases fixed-income debt instruments and money market securities of domestic and foreign issuers. |
| Transfer agent and registrar: | TSX Trust Company at its principal office in Toronto. |
| Dividends: | Cash distributions of income, if any, on the ETF Units will be paid monthly. |
| Sponsorship: | Not applicable. |
| Offering document: | Amendment No. 3 dated February 16, 2022 to the Simplified Prospectus and Annual Information Form each dated July 29, 2021 as amended by Amendment No. 1 dated December 7, 2021 and Amendment No. 2 dated December 16, 2021 to the Simplified Prospectus and Annual Information Form each dated July 29, 2021 (collectively, the "Amendments") which are available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Amendments. |
| Initial public offering: | 50,000 ETF Units will be issued at a subscription price of C$20.00 per ETF Unit. CI ETF is authorized to issue an unlimited number of ETF Units, each of which represents an undivided interest in the net assets of CI ETF. The ETF Units of CI ETF are being issued and sold on a continuous basis and there is no maximum number of ETF Units that may be issued. |
| TSX contact: | Selma Thaver, Director, TSX Listings |