Exchange Bulletin
Franklin ClearBridge Sustainable Global Infrastructure Income Active ETF (FCII) To Trade On Toronto Stock Exchange
June 25, 2021
Issuer: Franklin ClearBridge Sustainable Global Infrastructure Income Active ETF (the "ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| Units | FCII | 100,000 | None | $20.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CDN$ |
| Transaction: | Initial public offering of Units (the "Offering") |
| Listing date: | June 28, 2021 (as at 5:01 pm) in anticipation of closing of the Offering. |
| Anticipated closing date: | June 29, 2021 (prior to the opening) |
| Posted for trading date: | June 29, 2021 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | BMO Nesbitt Burns Inc. |
| Security ownership registration: | CDS book-entry only system, as well as Non-Certificated Issues |
| Investor relations: | Sarah Kingdon Manager, Corporate Communications - Canada 416-957-6191 sarah.kingdon@franklintempleton.ca Stacey Coleman Director/Head of Corporate Communications - Americas 650-525-7458 stacey.coleman@franklintempleton.com |
| Incorporation: | The ETF is an exchange traded fund established as a trust under the laws of the Province of Ontario effective June 3, 2021 pursuant to an amended and restated master declaration of trust. |
| Manager and Trustee: | Franklin Templeton Investments Corp. |
| Fiscal year end: | September 30 |
| Nature of business: | The ETF seeks to provide income and capital appreciation through exposure to global equity securities by investing primarily in units of Franklin ClearBridge Sustainable Global Infrastructure Income Fund (or its successor fund) and/or equity securities of sustainable issuers in the infrastructure business. |
| Transfer agent and registrar: | State Street Trust Company Canada at its principal offices in Toronto. |
| Distributions: | Cash distributions on Units of the ETF will be paid annually. |
| Sponsorship: | Not applicable |
| Offering document: | Prospectus dated June 4, 2021, which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Initial public offering: | 100,000 Units will be issued at a subscription price of $20.00 per Unit. Units of the ETF are being issued and sold on a continuous basis and there is no maximum number of Units that may be issued. |
| TSX contact: | Chris Birkett, Managing Director, Toronto Stock Exchange. |